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CLINICAL OBSERVATION
What is clinical observation?
Clinical observation is the process of learning about a persons mental health
by watching him in his day-to-day routines at home, school, or work environments (called
natural settings). This special kind of watching and listening provides a wide range
of helpful information. Depending on the referral question and the presenting problem, the
following sites might be appropriate for a clinical observation:
- A youngster who fights during recess would be observed at school during recess.
- A young adult who has difficulty completing work assignments would be observed at his
job site.
- A teenager who displays aggression toward his younger sister would be observed in his
home.
- A preschooler who starts tantrumming whenever his mother takes him to
storesespecially to supermarkets and mallswould be observed at those places.
- An adult who crouches and hides under furniture whenever he hears a loud siren might
purposely be exposed to the siren and observed.
- A young girl who starts to cry whenever she goes into a car would be observed in a car.
The purpose of observing the individual under the very circumstances that are
problematic is to identify, firsthand, the factors contributing to the problem.
The clinical observer will focus on a number of specific characteristics or behaviors.
Here are some examples:
- appearance (consistent with given age, gender, and activity?)
- body size (well-nourished, underweight, or overweight?)
- hygiene and dress (well-groomed, disheveled?)
- eye contact (good, fleeting, or non-existent eye contact?)
- balance and coordination (age appropriateness and quality of hand, arm, and leg motor
skills?)
- attention and concentration, ability to follow directions (remains on task 5 seconds? or
5 minutes?)
- speech and language (tone of voice, vocabulary?)
- mood (emotional expression suited to situation and topic?)
- thinking process (rational? hallucinations or delusions?)
- memory (short term memory, long term memory?)
- ability to interact with others (ability for reciprocity? socially engaging?)
- problem-solving strategies (how is frustration handled?)
- repetitive behaviors (tics, stereotypical movements, or nonfunctional movements?)
A professional can assess, in the course of seemingly casual conversation, an
individuals attention and concentration, language level, and thinking process. By
watching a young child on the playground, for example, the professional can informally
assess gross and fine motor skills as well as her ability to interact with peers and to
follow directions.
What are the advantages of clinical observation?
- Clinical observation conducted in a setting that is familiar to the individual and part
of his day-to-day routine provides an opportunity to watch the problem behaviors in the
very place they occur. For example, if an adult has interpersonal problems with his
peers at work, it is highly unlikely that the professional would discern this in her
office. And even if the behaviorfor example, having difficulty paying
attentioncould occur in the professionals office, it still might not
surface since the person may be on his "best behavior" in the novel situation of
being in a professionals office but not in his daily lunch group. Behaviors
that occur only in specific circumstancesin supermarkets, for examplewill not
occur in the office.
- Clinical observations are particularly useful in identifying environmentally-triggered
patterns of behavior that may not be immediately apparenteither to the person
being evaluated or to those who interact with him regularly. For instance, a five-year-old
may appear to tantrum randomly, which can create great distress for parents or teachers. A
professional observing the child in the classroom, however, may be able to distinguish
that the child always tantrums when fine motor skills are requiredwhen, for example,
he is asked to string beads or copy shapesbut not during gross motor activities such
as putting puzzle pieces together. Or the child may tantrum when three-part directions are
given but not during one-part directions.
- Sometimes a clinical observation can occur without the persons knowledge,
especially in the case of children. When a person knows she is being observed, she
may be distracted by the observers presence, or otherwise alter her behavior. But if
the observer visits the childs classroom or childcare group before the child has
been introduced to the professional, then there is less chance of purposefully distorted
behavior. Some settings have one-way mirrors which can be helpful in observing family,
parent-child, or sibling interactions. An adult or teen should not be observed without her
prior consent.
- Clinical observation in natural settings often reveals a persons strengths and
assets. Families and others in a setting where problem behaviors occur are often so
frustrated and exhausted that they lose sight of what the person can do well. The
outside observer can more readily note the adaptive behaviors. Taking note of an
individuals strengths is a critical factor in his overall success.
- Clinical observations are generally easier for the consumer and his family since the
professional enters their world, rather than requiring a one-way-only adjustment by
the consumer and his family. Some individuals have mobility challenges, and many families
have transportation problems. Clinical observations at home or at work are more
convenient and usually less stressful for families.
What are the disadvantages of clinical observation?
- Cost. Natural setting observation is time-consuming and therefore costly. Even if
the observation itself is not that lengthy, travel to and from the site adds to the
professionals time commitment. As a result, agencies and insurance companies are
less likely to subsidize this assessment method.
- Unpredictability
. Another disadvantage is that the presenting problem simply may not
occur during the observation period. For instance, a child who bites himself 2-3 times a
day (for unknown reasons) may not exhibit this behavior if he is being observed. Perhaps
there is a substitute teacher, the schedule has been changed, the student who bothers him
is absent that day, etc.
- Reactivity
. Sometimes a child or adolescent will act differently when she becomes
aware that she is being observed. Thus, the "naturalistic setting" advantage is
compromised and the individual will muster her best behavior, or she might begin asking
the observer questions. When the naturalistic aspect is lost, the problem behavior often
may not surface. Adults can become self-conscious and act differently knowing that they
are being assessed. To compensate for this reactivity effect, it is sometimes helpful for
the professional to observe the individual over a longer period of time since she has a
greater tendency to return, in time, to her typical behaviors. Even if the person adjusts
his behavior due to being observed, that provides pertinent clinical information.
In the clinical assessment process, direct observation is a rich source of information
for comprehensive understanding of a consumers mental health needs. Despite its
challenges, it is usually well worth the time and effort. [See module on Clinical Assessment.]
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